forms and depositor signatures of her clients. Nuchanart later confessed to TMB in writing that she had committed frauds against her clients’ assets and had sought undue benefits for herself at an

according to the advice of a member of the group of persons, and shared benefits from the trading incentives with such member. Such acts caused damage to several investors. In this regard, SEC has filed a

forum was held for business operators in Singapore in order to share their views on the opportunities and benefits of the ARFP project on adding options for investors and also expanding business

sanction proceedings against Apichart, Eng and Supanee requiring each offender to  pay civil monetary penalty, disgorge the benefits of loss avoided from committing the offenses, and reimburse the SEC’s

addition, clients should be given more than one choice of fund, and intermediaries should follow up on clients? investments on a regular basis and keep clients informed of changes for clients? benefits

progress in evaluating PVD performance. It also encourages institutional investors, PVDs included, to make responsible investments for members? long-term benefits while taking into account the best interest

-informed decisions with the expectation for high returns and even topped up benefits from signing up other persons into the network scheme. These solicitations of digital asset investment may also lack clear

beneficial, while the proceeds from sustainability bonds will be for projects that offer environmental and social benefits.  Introducing both initiatives was a part of the 2nd ASEAN capital market

investment, societal benefits, environment, and good corporate governance. Currently, the PVDs possess overall assets of approximate net value of 1 trillion Thai baht, which is a considerably significant

will help the participants to gain benefits and have more opportunities to present useful innovations for the country’s financial system and capital markets. SEC will also exchange knowledge and ideas