Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager
Guideline on Consideration of Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business in Category of Investment Advisory Service
การจัดให้มีศูนย์ One Stop Service ในการสอบถามข้อมูลสำหรับบริษัทหลักทรัพย์และผู้ประกอบธุรกิจสัญญาซื้อขายล่วงหน้า
ชื่อผู้ได้มา/จำหน่าย :?AEON CREDIT SERVICE CO., LTD. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 16/02/2550
the Office of the Securities and Exchange Commission No. OrThor. 7/2549 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office Service from Service Provider Whereas
Securities and Exchange Commission No. OrThor. 7/2549 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office Service from Service Provider Whereas the securities company may
Capital dated 5 June 2014 shall be repealed. Clause 3 In this Notification: “ intermediary ” means an intermediar y engaging in the business of investment advisory service or derivatives advisory service
Capital dated 5 June 2014 shall be repealed. Clause 3 In this Notification: “intermediary” means an intermediary engaging in the business of investment advisory service or derivatives advisory service which
used the remaining amount for trading LIVE shares and converting share warrants of Mr. Chamni Chantarasupawong and Mr. Isres Chalermrut. The public prosecutor issued a non-prosecution order. The case