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SEC and SET join forces with nine agencies in the announcements on the progress of STARK case and the directions for raising good governance standards and enhancing capital market credibility

King (TFAC), said: “TFAC is ready to collaborate with all related agencies to uphold the accountability of accounting professions and capital market.” Mr. Paisal Tarasansombat, Director, Thai Listed

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10570

SEC extends deadlines for completing training courses and renewal of approval for personnel in the capital market business until 31 March 2021 to mitigate the impacts of COVID-19

SEC Secretary-General Ruenvadee Suwanmongkol said: “Due to the current situation of the COVID-19 outbreak, SEC has issued this support measure to help personnel in the capital market business to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8089

SEC files a criminal complaint against the former managing director of Solaris Asset Management to DSI and prohibited him from performing his duties as personnel in the capital market business

market business during the period he is prosecuted. In addition, the SEC investigated the Investment Committee of Solaris Asset Management Co., Ltd. in authorizing the mutual fund to invest in debt

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8215

SEC public hearing on a proposed amendment to the regulations on approval of appraisal companies and lead appraisers for capital market transactions to enhance convenience and reduce burdens on the

appraisers for transactions in capital market in the following manners: (1) Extending the approval period from 2 to 5 years. The lead appraiser, however, is still required to take

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8773

SEC holds meeting with a working group on developing the 2nd training course of “Business and Human Rights for the Business Sector in the Capital Market” and approves a training course

, Dean of the Faculty of Law, Chulalongkorn University, Advisor of the working group, and Head of the project of business and human rights for business sector in the Thai capital market (Phase 1

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8792

ก.ล.ต. เข้าร่วมการประชุม “37th ASEAN+3 Bond Market Forum” และร่วมหารือกับหน่วยงานกำกับดูแลและภาคธุรกิจในตลาดทุน ณ ประเทศญี่ปุ่น

นางสาวจอมขวัญ คงสกุล รองเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมการประชุม 37th ASEAN+3 Bond Market Forum ซึ่งจัดโดยธนาคารพัฒนาเอเชีย (Asian Development Bank: ADB

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=10060

SEC Public hearing on the implement the witness protection in Securities and Exchange act B.E. 2535, Derivatives Act B.E. 2546, The Trust for Transactions in Capital Market Act B.E. 2550 and

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=658

SEC Thailand’s Public Hearing on revision to rules on acceptance of trading orders of capital market products from home (Work From Home) under new normal for securities companies and derivatives

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=716

The SEC evaluates the outcome of The Trust for Transactions in Capital Market Act B.E. 2550 (2007) following the Act on Legislative Drafting and Evaluation of Law B.E. 2562 (2019).

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=800

บุคคลหรือนิติบุคคลที่มิใช่ผู้ประกอบธุรกิจภายใต้การกำกับดูแลของ ก.ล.ต. : Line อ้างชื่อ MACQUARIE และ ธัญพร (แป้ง) และ Line Open Chat อ้างชื่อ MARKET MASTERMIND 18

Line อ้างชื่อ MACQUARIE และ ธัญพร (แป้ง) และ Line Open Chat อ้างชื่อ MARKET MASTERMIND 18 - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 22/01/2568)

http://market.sec.or.th/public/idisc/th/Viewmore/invalert-det?CaseID='0367&CaseYY=2568