Office of the Securities and Exchange Commission No. SorThor. 50/2549 Re: Rules on Waiver for Appointment of Independent Director of Derivatives Broker _____________ By virtue of the second paragraph of
undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Office of the Securities and
Office of the Securities and Exchange Commission No. SorThor/Nor. 12/2551 Re: Rules for Establishment of Risk Management System for Business Continuity of Derivatives Business Operators _____________ By
reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities
. Notification of the Office of the Securities and Exchange Commission 9/2543 05/06/2000 22/06/2000 2. Notification of the Office of the Securities and Exchange Commission OrThor/Nor. 7/2541 Re: Approval of
e-service Online Submission Mutual Fund >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission 21/2562 09
2. Notification of the Office of the Securities and Exchange Commission 16/2556 03/06/2013 01/07/2013 3. Notification of the Office of the Securities and Exchange Commission SorKhor/Nor 10/2552
. Notification of the Office of the Securities and Exchange Commission Sor Thor. 37/2559 Rules in Detail on Establishment of Information Technology System 12/09/2016 01/09/2017 Notification of the Office