. (IT).With the referral from the Stock Exchange of Thailand, the SEC?s probe found that during January 31 - February 4, 2013, Pantipa, IT financial controller, had sold 374,440 IT shares through
Limited (ESTAR) for insider trading.With the referral from the Stock Exchange of Thailand, the SEC probed into the case and found that during February 24-28, 2014, Ratanachai had used another person?s
retail investors and prevent inproportionate share allocation to patrons and related persons of the issuing company in such a way that could control the IPO volume on the Stock Exchange of Thailand (SET
; (6) Being an incompetent or quasi-incompetent person; (7) Being a person whose name appears on the list of persons considered by the Stock Exchange of Thailand to be unsuitable to act as an executive
any person holding an equivalent position but called otherwise, who are responsible for a line of work relating to the offering of securities services, the securities operation or research on securities
executive director including deputy manager, assistant manager, department director and any person holding an equivalent position but called otherwise, who are responsible for a line of work relating to the
listing on the Stock Exchange of Thailand, if the approved person is unable to sell its shares to meet the required minimum amount, or comply with any other listing requirement as prescribed by the Stock
”, “associate company”, “connected person”, “executive”, “major shareholder”, “controlling person”, “person who may have a conflict of interest” and “consolidated financial statements” shall have the same meaning
fund management, or derivatives investment management company; “fund” means mutual fund and private fund; “investor” means any person interested in investing in capital market products including
’ Meeting Attn.: President of the Stock Exchange of Thailand CH. Karnchang Public Company Limited hereby notifies the Stock Exchange of Thailand that the Board of Directors’ Meeting No. 4/2017, held on August