} did not record a number of client's securities trading orders. Certain records found in the course of inspection indicated that he prepared the securities trading report for the client by using trading

), reports on acquisition and disposal of securities (Form 246-2) and tender offer records. Currently, all of the above are ready to serve at www.cgthailand.org.        ?The SEC has determined to promote

investment loss must be provided and records on giving advices to clients must be kept.

million baht of net profit in Q4/2009, it posted 59.77 million baht or 270.21 percent decrease. The information was significantly different from the company's previous records showing profit in every

records between {A}, then a former securities investment consultant of Country Group Securities Plc., and her client that she had been authorized by the client to take care of the account as well as make

securities public offering (PO). The revised rules require the issuers of non-listed company not have any records of severe misconducts for a certain period prior to securities offering submissions. For

-Tax Invoice, listed companies? costs associated with paperwork and document storage as well as the chances of fraud and corruption will be lessen. Moreover, managing transaction records through

unlawful gains for themselves and/or other persons and made false records on purchase of black steel from eight companies totaling 529,529,326.15 baht and sale of black steel to BF Intertrade Co., Ltd. (BF

unlawful gains for themselves and/or other persons and made false records on purchase of black steel from eight companies totaling 529,529,326.15 baht and sale of black steel to BF Intertrade Co., Ltd

gains for themselves and/or other persons and made false records on purchase of black steel from eight companies totaling 529,529,326.15 baht and sale of black steel to BF Intertrade Co., Ltd. (BF