Notification of the Office of Securities and Exchange Commission No. SorThor. 7/2557 Re: Rules on Appointing Independent Director of an Intermediary _____________________________ By virtue of Clause
e-service Online Submission Private Fund >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission KorNor. 22/2552
จ า รณาของฝ่ายพฒันากฎเกณฑเ์ม่ือวนัท่ี .......................................... Notification of the Capital Market Supervisory Board No. Tor Thor. 34/2556 Re: Repeal of the Notifications related to
Bangkok, July 8, 2014 ? The SEC will issue regulations on offering of municipal bonds issued by public sector organizations. The regulations will be based on the similar principle as those governing
e-service Online Submission Securities Borrowing and Lending >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange
e-service Online Submission Business Operation Rules >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 37/2540
e-service Online Submission Derivatives Dealer >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 9/2549 01/03/2006
: ……………………………………………………………… ………………………………………………………………………… ………………………………………………………………………… Fees to be charged to unitholders (% of trading value) Sector Allocation / Top 5 of Issuer Allocation Fee items Maximum charge Actual charge Front-end fee Back-end fee Switching-in fee Switching-out fee