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คำที่มีความหมายหรือสะกดใกล้เคียง : notifications , notifciation

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SEC public hearing on proposed principles and draft regulations related to provision of NVDR transaction services by securities companies

hearing ends on 6 February 2024._______________________________Remark: The notifications concerning the relevant regulations are: (1) Notification of the Capital Market Supervisory Board No. Tor Jor. 31

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10500

SEC public hearing on proposed principles and draft regulations related to provision of NVDR transaction services by securities companies

) Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10502

20071412.pdf

International Aviation Company Limited, reached the criteria of the Notification of the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/202006/20071412.pdf

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(United States) . Extent of Ownership and Control Index The SEC has issued the Notification of the Capital Market Supervisory Board No. TorChor. 15/2563 Re: Application for and Approval of Offer for Sale

https://secsearch.sec.or.th/?search=digital+ownership+OR+%22digital+ownership%22+OR+%22electronic+ow...

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+OR+%22electrica... English (United States) . Extent of Ownership and Control Index The SEC has issued the Notification of the Capital Market Supervisory Board No. TorChor. 15/2563 Re: Application

https://secsearch.sec.or.th/?search=electrical+ownership+OR+%22electrical+ownership%22+OR+%22electri...

SEC penalizes a former investment consultant for 10 years due to misappropriation of clients’ money

prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8152

SEC penalizes an investment consultant for non-compliance with an investor’ order

Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the Capital Market Supervisory Board No

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8077

SEC suspends two investment consultant and investment planner for performing duties without loyalty, causing damage to investors

Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the Capital Market Supervisory Board No. Tor

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8080

SEC seeks public comments on the proposed regulation for defining suspicious circumstances that the auditor must report to the Audit Committee

must be reported and the procedures for obtaining facts relating to such circumstances shall be in accordance with the Notification of the Capital Market Supervisory Board

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8787

SEC public hearing on proposed regulations to allow SMEs and startups to offer sustainability-themed bonds via crowdfunding and private placement

investors in accordance with the Notification of the Capital Market Supervisory Board regarding Application for and Approval of Public Offering of Newly Issued Debt Securities and the Notification of the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9903