to make a comparison of home and Thai laws on shareholder protection, in materiality. In case where the comparison is not feasible, the companies must provide additional shareholder protection measures
? anti-corruption leadership as they might start from setting up preventive measures and make progress to obtain Collective Action Coalition (CAC) certifications by 2015. If all financial intermediaries
includes provisions on shareholding of acting-in- concert parties and measures against persons failing to meet the conditions for tender offer waiver. Other related rules proposed for revision involve
measures for the unitholders who do not wish to have their investment converted into REIT.? The consultation paper is available at www.sec.or.th/hearing . Stakeholders and interested parties are welcome to
inappropriate acts have been committed and consequently subject to correction measures such as SEC order of financial statements rectification, and SEC warning for the shareholders to exercise voting rights. The
instruments. The factsheet requirement should increase issuers? awareness of their disclosure responsibility. It is one of many measures for supporting launch of complex products and development of financial
, unless the investment management company proves that the organizational structure of the company will not cause conflicts of interest or that efficient measures to prevent conflicts of interest are put in
including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through electronic
derivatives fund managers being a financial institution regulated by other agencies; “electronic data” means data that are created, sent , received, stored or processed through electronic procedures