. Derivatives broker shall arrange to have an acceptable and reliable compliance unit. Such unit shall independently operate to monitor the operation of derivatives broker. Clause 7. Derivatives broker shall
independently by not taking part of such decision to invest. In this regard, whether an investment or entry into a contract done by the company itself or appointed the others to do for, such performance shall
investment independently by not taking part of such decision to invest. In this regard, whether an investment or entry into a contract done by the company itself or appointed the others to do for, such
mechanism or measure which render the securities underwriter to perform duties independently: (1) in case the securities underwriter, or parent company or subsidiary company of the underwriter is the sponsor
which render the securities underwriter to perform duties independently: (1) in case the securities underwriter, or parent company or subsidiary company of the underwriter is the sponsor of the REIT; (2
contract creating conflict of interest to the fund, Except that management company appoint other person to manage an investment independently by not taking part of such decision to invest. In this regard
compose of personal detail, time of entering and there should be inspected that record consistently. [M] · Arranging the computer centre separately such as network zone, server zone and printer zone etc
be inspected that record consistently. [M] o Arranging the computer centre separately such as network zone, server zone and printer zone etc. for the purpose of compliance convenience and render
offer different products and services and are managed separately because they require different business operation and marketing strategies. The new segments are comprised of 3 segments as the following