activities via various channels including production of an auditor?s reporting handbook and organization of preparatory guideline seminars for auditors in the capital market, chief financial officers, audit

for different risk levels and thus functions as a guideline for the business operators to give investors even more appropriate investment advices. At this juncture, the SEC wishes to invite all business

shall comply with the guideline on operational control and information technology security of securities companies as prescribed by the Office. In the case where the securities company complies with a

Notifiaction with the same level of standard, the securities company shall comply with the guideline on operational control and information technology security of securities companies as prescribed by the Office

not necessary for some types of capital market product s ; (3) announcing a detailed guideline for the benefit of compliance with the requirements under this Notification in order to instruct

Jor 99/2552 Re: Provisions Relating to Offer for Sale of Securities Issued by Foreign Company for Listing on the Stock Exchange of Thailand dated 4 November 2009; (2) The Notification of the Capital

concerning the Determination regarding Definition of Institutional Investor, Ultra High Net Worth, and High Net Worth Investor ; “ client ” means user of an intermediary ’s services; “ Stock Exchange ” means

regarding Definition of Institutional Investor, Ultra High Net Worth, and High Net Worth Investor; “client” means user of an intermediary’s services; “Stock Exchange” means the Stock Exchange of Thailand

shall be subject to the rules under Chapter 1; (2) 2 [REPEALED]; (3) performing duties as a trustee shall be subject to the rules under Chapter 3. Clause 4 The SEC Office may announce a detailed guideline

-1 1 Ref. LPN/SorKor/119/2563 7th May 2020 Re: Financial Statements Analysis Report Q1/2020 Dear: President The Stock Exchange of Thailand L.P.N. Development Public Co.,Ltd. would like to submit the