Securities and Exchange Commission No. KorKhor. 8/2554 Re: Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives _____________ By virtue
28th day of April 2011. -signature- (Vijit Supinit) Chairman The Securities and Exchange Commission ________________________________________________________________________ Remark: The Rationale for
day of October 2013. -signature- (Mr. Achporn Charuchinda) Chairman Securities and Exchange Commission
Exchange Commission No. Kor Thor. 9/2556 Re: Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order _____________________________ By virtue of Section 9
any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------------- Notification of the Securities and Exchange Commission
shall come into force as from 1 June 2007. Notified this 22nd day of May 2007. (Mr. Chalongphob Sussangkarn) Minister of Finance Chairman of the Securities and Exchange Commission Note: The reason for
Notification shall come into force as from 16 November 2008. Notified this 14th day of November 2008. (Mr. Vijit Supinit) Chairman The Securities and Exchange Commission Remarks: The reason for issuing this
license. Clause 9. This Notification shall come into force as from 16 November 2008. Notified this 14th day of November 2008. (Mr. Vijit Supinit) Chairman The Securities and Exchange Commission Remarks: The