any way. The SEC has considered that Pongsak’s misconduct of performing duties irresponsibly without professional due care is in violation of Clause 23(2) and he is deemed to have the prohibited
. “How to Invest in the Time of COVID-19” 2. “A Way Out for Debtors: Face the Debts and Ready to Repay” 3. “How to Manage Life Insurance during COVID-19 Situation” 4. “A New Normal: Financial Behaviors
will further demonstrate the SEC role in promoting and supporting the business sector’s consideration of human rights in a tangible way and building international recognition of Thailand’s SDG
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมเสวนาออนไลน์ หัวข้อ “Way forward in driving impact investment in Thailand” ในงาน Driving Impact
intermediaries such as financial advisor, underwriter and bondholders’ representative. These intermediaries may be related to the issuer and the offeror in such a way that may have an impact on their duty
give support by proving various forms of training so that the listed companies can apply CG Code in a more practical way and suitable to their organizational contexts
obligation is performed by trust managers. However, trusts are listed securities on the Stock Exchange of Thailand; SEC therefore requires them to disclose information in the same way as securities issuing
control unit having duty to monitor internal control system to ensure check and balance mechanism and prevent fraud and embezzlement and (3) investor relations unit having duty to enable effective two- way
benefit from realization of investment in associated company by equity method. {A}'s action was deemed as using inside information in such a way as to take advantage of other persons in violation of
traded {X1} Company shares in such a way that taking advantage of others by using non-public information material to {X1} Company share price which was {X1} Company's 315.79 million operating net loss in