Capital Adequacy of Some Specific Intermediaries (No. 2) dated 20 February 2017. Clause 2 In this Notification: “intermediary” means an intermediary engaging in the business of investment advisory service
. Overview Operational Results Between the third quarter of the year 2019 and 2018 (Unit: Million Baht) Description 3rd Quarter Changes 2019 2018 Amount % Revenue from expressway business 2,608 2,561 47 1.8
Solution Plc. 3. Transaction details Type : Ordinary shares of Timelapse Co. Ltd (“TL”) (the Subsidiary) Type of business of the Subsidiary : Provide post production services for films and all types of media
the client securities trading account as collateral. In this case, {A} had continuously done day trading of client securities for 25 working days worth approximately 109 million baht, resulting in her
licensed to operate securities businesses in the category of mutual fund management and investment advisory nor licensed to operate derivatives business, his actions were in violation of the Securities and
Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities
Notification: “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; “market maker” means any person registered as market maker with derivatives
Short-Form report of the shares offering results must be submitted at least two (2) business days prior to the first trading day of the shares or within 30 days after the closing date of the offering