; An individual’s holding under Paragraph 1 shall include the shares held by his spouse or any minor child; “common person group” means the persons with one or more of the following relationships: (1
position as a result of possessing prohibited characteristics in Group 3 under Clause 31, the SEC Office shall at least: (1) give a chance to the person under consideration to elucidate the facts; (2
characteristics in Group 3 under Clause 31, the SEC Office shall at least: (1) give a chance to the person under consideration to elucidate the facts; (2) deliver facts and elucidation (if any) of the person under
reviewing the adequacy of the internal control at least once a year. Extra revision may be necessary in case of any incidents which have significant impacts on the companies’ operations. Such assessment
maintained at 37.6% as expected. The operating and administrative expenses accounted for 47% of total expenses. - Expected Credit Loss The consolidated expected credit loss in 9M/2023 amounted 5,942 million
%, increasing from 2.64% at the end of last year, due to the announcement of the Monetary Policy Committee (MPC) to increase the policy interest rate from 0.50% in 2022 to 2.50 as of November 2023 and the rate
category of mutual fund management. Chapter 2 Conduct of Business as a Professional _____________________________ Clause 7 An intermediary shall at least comply with the following standards: (1) conducts its
Quality Assurance Review Panel, arranging for further clarification by the person under consideration. 1The Quality Assurance Review Panel under Paragraph 1(2) shall consist of a group of experts, at least
registered capital from the existing registered capital of Baht 2,896,834,342 to Baht 2,348,135,754 by cancelling 548,698,588 shares at a par value of Baht 1.00 per share. As such shares are the remaining