□ A commercial bank under the law on commercial bank business(CB); □ A finance company under the law on undertaking of finance business, securities business and credit foncier business(FC,FSC); □ A
activities Skill and knowledge-oriented activities useful for performing duties of investor contacts, covering (1) business-related subjects and (2) rules, regulations, code of ethics or relevant laws. 1.3
. 1.2 Scope of activities Skill and knowledge-oriented activities useful for performing duties of investor contacts, covering (1) business-related subjects and (2) rules, regulations, code of ethics or
investor contacts who play vital roles in the capital market will pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This
. A summary of their offenses is as follows: The first incident: Two offenders, namely (1) Mr. Luacha Bho-ob and (2) Mr. Sitthichai Limsowan, as business partners, placing trading orders around the same
lack of loyalty or practice on code of conduct affecting the reliability of personnel in the capital market business in a significant manner or [ii] a collusion or supporting such demeanors of other
Business (No.7) dated 30 August 2017 (effective on 1 October 2017). 1 Dishonesty defined as the dishonesty as prescribed in Section 1 of the Criminal Code B.E. 2499 (1956), which means doing any act in order
– that our business operations take human rights into consideration. We also monitor suppliers’ business undertakings to ensure strict compliance with the Supplier Code of Conduct, explicitly showing that
(the “Company”), would like to notify the Stock Exchange of Thailand regarding the business operation for the year 2017 ending 31 December 2017 as follows; Set up of Subsidiary Company The Company set up
เกี่ยวข้องกับ ICO portal ได้ทุกระบบงาน รวมถึงงานตรวจสอบและสอบทาน (due diligence) ข้อมูลการเสนอขายโทเคนดิจิทัลบางส่วน โดย outsource งานดังกล่าว ได้เพียงอย่างใดอย่างหนึ่งเท่านั้น ระหว่าง (1) ด้าน Business เช่น