advice is restricted only to the capital products denominated in foreign currency for which the intermediary is allowed to provide services; (3) inform the foreign personnel of the rules on giving advice
; (2) ensure that the giving of information or advice is restricted only to the capital products denominated in foreign currency for which the intermediary is allowed to provide services; (3) inform the
1. The outbreak of Corona Virus Disease 2019 (COVID-19) Since the end of February 2020, the government and private companies allowed the employees to work at home to prevent the further spread of the
epidemic prevention and if any flight is allowed to travel into Thailand, passengers must go into the 14 days state quarantine as the policy of the Sor.Bor.Kor., which directly affect the main customer group
money which is not allowed to be paid as dividend from the account and assets of the mutual fund, and shall not include such money in the net asset value of the mutual fund and submit such money as a
of ECF securities. They placed orders consecutively and/or allowed other persons to place orders for ECF shares in their own securities trading accounts, in a coordinated and supportive manner to
The derivatives dealer shall inspect, supervise and take responsibility to ensure that its staff and personnel are complying with the law on derivatives and the guidelines issued under such law
derivatives dealer shall inspect, supervise and take responsibility to ensure that its staff and personnel are complying with the law on derivatives and the guidelines issued under such law including the code