involved with the audit of an entity whose securities are publicly traded in stock exchange in your jurisdiction as either Signing Partner or Engagement Partner or equivalence? Yes No If yes, please attach

capital market and affected the image of the Thai capital market. This perception was partly due to the complexity of offenses and the large number of transactions involved. All relevant agencies, including

: (1) creating level playing field of the digital asset market; (2) reducing burdens for all parties involved such as digital asset business operators, issuers, and investors; and (3) supporting the

act.?As the Executive Chairman of Apple Wealth Securities, {A} was involved in the company's misconduct and failed to perform supervisory duties. He approved the opening of trading accounts and the

, Klongtoey District, Bangkok, 10110 Tel. 0 2204 2601 Fax. 0 2204 2616 Moreover, to facilitate the processes involved, Managing Director or the person appointed by Board of Directors shall negotiate, enter into

within 21 days after disclosing to the Stock Exchange of Thailand. Moreover, to facilitate the processes involved, Managing Director or the person appointed by Board of Directors shall negotiate, enter

Exchange of Thailand. Moreover, to facilitate the processes involved, Managing Director or the person appointed by Board of Directors shall negotiate, enter into agreement, decide, amend the details or

: February 2020 (2) The parties involved: Lender: Filter vision Public Company Limited (“FVC”) Borrower: KT Medical Service Company Limited (“KTMS”) (3) General transaction description: Line of credit

-1- November 29, 2018 Subject Change of payment method for investment in acquisition and sale of tap water in some areas of Phuket and some areas of Phangnga. To Director and Manager The Stock

SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business