must be reported and the procedures for obtaining facts relating to such circumstances shall be in accordance with the Notification of the Capital Market Supervisory Board

loss in the fourth quarter of 2016. Apichart then sold 3,529,800 ICHI shares in his account during 10 - 20 January 2017 before ICHI reported its financial statements for the year 2016 to SET on 23

as Public Cheating and Fraud B.E. 2527 (1984), and reported the facts on the alleged offenses in accordance with the Law to the ECSD for further legal proceeding and relevant enforcement. The ECSD

, and to bar him from serving as a director and executive of securities issuing companies and listed companies for 10 years. In addition,  SEC has reported the case  to  AMLO as this

amendments, the SEC has reported the case to the Anti-Money Laundering Office (AMLO) for consideration of further actions.The filing of a criminal complaint is just the commencement of the criminal proceedings

reported the case to the AMLO for consideration of further actions.______________________Remark: * SEC News No. 25/2023 released on 8 February 2023: “SEC imposes civil sanctions on 14 offenders for share

activities can be reported to the SEC at 1207 for further investigation.?  Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the

also publicly disclosed Nongan Saetung ' s inappropriate acts. The Theera Chaowanapreechasilp case was reported by MTS Gold Futures Co., Ltd. that he had been authorized by his client to make derivatives

} for his inappropriate acts. The {A} case was reported by MTS Gold Futures Co., Ltd. that he had been authorized by his client to make derivatives trading decisions on the client's behalf with internet

that should have been recorded on audio tape were reported on a written trading order form instead. Evidence of trading order execution is critical and very useful, especially in case of disputes among