/2548 Re: Qualifications and Prohibited Characteristics of an Executive of a Derivatives Business Operator dated 13 September 2005 stated that an appointment or the consent to have any person to be or to
Prohibited Characteristics of an Executive of a Derivatives Business Operator dated 13 September 2005 stated that an appointment or the consent to have any person to be or to act as a director, manager or
. KorThor/Nor/Khor. 37/2548 Re: Qualifications and Prohibited Characteristics of an Executive of a Derivatives Business Operator dated 13 September 2005 stated that an appointment or the consent to have any
or Other Assets for Management Company dated 9 September 1999; (3) Notification of the Office of the Securities and Exchange Commission No. SorNor. 33/2543 Re: Acts that may Create Conflict of Interest
Interest on Investment or Holding of Securities or Other Assets for Management Company dated 9 September 1999; (3) Notification of the Office of the Securities and Exchange Commission No. SorNor. 33/2543 Re
Notification. Clause 19 This Notification shall come into force as from 1 September 2009. Notified this 3rd day of August 2009. -Signature- (Vijit Supinij) Chairman The Securities and Exchange Commission Remark
from 1 September 2009. Notified this 3rd day of August 2009. -Signature- (Vijit Supinij) Chairman The Securities and Exchange Commission Remark: The rationale for issuing this Notification: As the
to this Notification. Clause 21. This Notification shall come into force as from 1 October 2010. Notified this 15 th Day of September 2010. - Signature - (Thirachai Phuvanatnaranubala) Secretary
issues the following regulations: Clause 1 This Notification shall come into force as from 1 September 2009. Clause 2 The Notification of the Capital Market Supervisory Board No. TorThor. 9/2551 Re