prepare and submit financial statements or reports on financial position and operating results, and must have a record of annual fee payment within deadline. The relief measure will take effect from 23
such investment. This is to prevent material impacts on the companies’ financial position or operating results as digital asset investment is usually exposed to relatively high risk from price volatility
suspended the approval for Patamavan as capital market auditor. However, she has resigned from the position since 22 March 2019. The SEC therefore will not accept her future application for approval as a
companies to give trust investors adequate information. Trust managers will have the duty to prepare and disclose information relating to financial position and operating performance of the trusts. If they
transaction names, explanations, and notes to financial statements in the statement of financial position and statement of comprehensive income and revision of the reporting of items of the statement of
unit holds shares or directorship in the issuer or the sponsor without holding any management position in FA or directly involving in the team responsible for preparation of the said issuer?s securities
the aforementioned information learnt from her position of TUCC chief finance officer. Yongyuth and Vorapin?s actions were in violation of Section 241 which is subject to sanctions under Section 296 of
quarter during the past three years (2007-2009). {A} had access to this inside information by virtue of his position as a {X1} director at that time.{A}' s action was deemed the violation of Section 241 of
provident funds, setting up with the objective for retirement savings, from high risk exposure. This aims to allow management companies to take position as counterparties in derivatives transactions for
characteristics of director and executive of a publicly held company. This caused the termination of their directorship and executive position by the provision of the SEA. In any case, the filing of a criminal