Control and Information Technology Security of Securities Company By virtue of Paragraph 1(2) of Section 141 of the Securities and Exchange Act B.E. 2535, the SEC Office, with the approval of the Capital
detailed information relating to the issuing company of the securities and the conditions of securities, including the suitability for investment and the relevant risk exposure. The effectiveness of this
statements / information For the year ended for.............quarter ended Name of auditor affiliated with audit firm ( Financial statements audit ( Financial statements / information review · 1 . Unmodified
(UNOFFICIAL TRANSLATION) Summary of Types of Auditor’s Report on Audited or Reviewed Financial Statements Company’s financial statements / information For the year ended for.............quarter ended
Pro Forma Consolidated Financial Information Half year Ending Ending 30 Jun 2020 01/10/2020 20:28 Management Discussion and Analysis Pro forma Consolidated Financial Information Yearly Ending 31 Dec
public accountant 2. Applicant’s biodata and details 3. Certification from the leader of the audit firm 4. The audit firm’s information and relevant details 5. The audit firm’s certification and consensus
the registration statement that contains the update statement (the latest version) (please specify) ______________________________________________ [ ] 2. Certification of Information Accuracy [ ] 3
of Information Accuracy [ ] 3. Evidence on the appointment of an authorised person of CIS Operator Please print this checklist and include it as part of the package of this form Form updated as of June
information relating to ASEAN CIS, the Qualifying CIS Operator and its appointed distributors, representative, trustee and custodian. I/We hereby certify the following: 1. I/We am/are under supervision of Home