institutes. In addition, SEC is collaborating with Thailand Securities Institute (TSI) in promoting alternative approaches to delivering knowledge and skill training courses to trainees anytime, anywhere
2020, we launched SEC Bond Check Version 1 to provide investors with more convenient access to important information before making investment decisions. This is part of SEC’s efforts to serve
incurred the total damage of 6.95 million baht onto the investor. SEC has considered that {A} failed to perform duties with loyalty* by committing wrongful acts against the investor’s assets, which was
SEC and the Securities and Futures Commission (SFC) are developing a bilateral agreement for cross-border fund offerings under the HK-TH MRF project with the main objective of facilitating mutual
balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets. In addition, this approach is in line with
comply with international standards. In addition, to enhance protection of investors’ interest, SEC is proposing to revise the regulations related to ICO portals including the approval process, IT
sandbox is one of the policies in alignment with the 3rd Capital Market Development Plan (2017-2021), featuring Distributed Ledger Technology (DLT) initiated by the SEC. It is expected to enhance
-hour service)· Postal mail to SEC Office· In-person meeting with SEC officer during office hours of business days· Facebook page at https://www.facebook.com/sec.or.th_______________________
Experience with SEC (จากซ้ายไปขวา) ดร.ปริญญา หอมอเนก ประธานและผู้ก่อตั้ง บริษัท ACIS Professional Center นายสถาพน พัฒนะคูหา CEO & Founder บริษัท SmartContract (Thailand) นายจิรายุส ทรัพย์ศรีโสภา ผู้ร่วมก่อ
SEC Secretary-General Ruenvadee Suwanmongkol gave an opening remarks and co-chaired the 5th EU-Asia Pacific Forum on Financial Regulation with Mr. Ugo Bassi, Director of Financial Markets, DG FISMA