Mr. Mongkol Chantarach Miss Sarida Jitaueafuea and Mr. Mongkol Chantarach jointly engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media
misleading information in such a manner that was likely to have an effect on the price of share of GL or the decision making on the investment of share of GL . This case is in the process of inquiry by the
Clause 2, the derivatives dealer shall ensure efficient prevention of conflicts of interest and access to inside information between operational unit and personnel, risk management in business operation
derivatives dealer shall ensure efficient prevention of conflicts of interest and access to inside information between operational unit and personnel, risk management in business operation, operational
derivatives dealer shall ensure efficient prevention of conflicts of interest and access to inside information between operational unit and personnel, risk management in business operation, operational
hardcopy to the SEC.” Unofficial translation prepared by Legal Department PAGE 2 FORM 35-E1 Information with Representation and Warranty of the Company’s Director and Executive and their Consent [ company’s
: (1) in case of selling units of foreign collective investment scheme to institutional and high net worth investor, the CIS operator shall deliver information similar to the one delivered to investors
: (1) in case of selling units of foreign collective investment scheme to institutional and high net worth investor, the CIS operator shall deliver information similar to the one delivered to investors
Operating Control and Information Technology Security of Securities Company By virtue of Paragraph 1(2) of Section 141 of the Securities and Exchange Act B.E. 2535, the SEC Office, with the approval of the
Control and Information Technology Security of Securities Company By virtue of Paragraph 1(2) of Section 141 of the Securities and Exchange Act B.E. 2535, the SEC Office, with the approval of the Capital