sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the

for sale of newly issued securities in the category of debentures (Private Placement) without approval from the SEC office resulted from the instructions or the failure to give instructions which is a

the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 5/2023 Settlement Committee Order No. 54/2023 Dated 18

or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 5/2023 Settlement Committee Order No. 52/2023

instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.33 Settlement Committee Meeting No. 7/2023 Settlement Committee Order No. 66/2023 Dated 09/08/2023

for sale of newly issued securities in the category of shares (Private Placement) without approval from the SEC office resulted from the instructions or the failure to give instructions which is a duty

SIRATARN Company Limited SIRATARN Company Limited (“SIRATARN”) failed to comply with rules specified by Securities and Exchange Commission on October 21, 2021, SIRATARN acquired shares of Boutique

Mrs. Sirina Pavarolarvidya Mrs. Sirina Pavarolarvidya failed to comply with rules specified by Securities and Exchange Commission on March 26, 2018, Mrs. Sirina Pavarolarvidya acquired shares of

Securities and Exchange Act B.E. 2535 resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee

THAI INDUSTRIAL PART Limited THAI INDUSTRIAL PART Limited (“TIP”) failed to comply with rules specified by Securities and Exchange Commission on JUNE 1, 2017, TIP acquired shares of Sanko Diecasting