intermediaries such as financial advisor, underwriter and bondholders’ representative. These intermediaries may be related to the issuer and the offeror in such a way that may have an impact on their duty

their risk level in compliance with the governing rules.    

securities companies who are affected from the amendment of the notification to apply for approval of their respective major shareholders in accordance with the newly announced definition. The

additional capital at a rate commensurate with the size and degree of business operations. Both asset management companies and trust managers must comply with relevant regulations governing their respective

hearing at the SEC website: www.sec.or.th/hearing . Any interested parties can submit their comments and concerns via the website, via fax 0-2033-9660, or via e-mail teerawat@sec.or.th or surasak@sec.or.th

SEC has received information that Ronghui has invited retail investors to join certain investment by informing that their money will reinvest in  real estate projects or investment projects of

SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For

within their markets. This strategic partnership provides a strong foundation to strengthen the bilateral cooperation between our two countries. We are confident that bringing together the expertise of

client assets for personal gains by having his clients transferred payment for subscription of mutual fund investment units as well as their deposits into his own account. At the time of his wrongdoing

which are their employers must submit the applications at least 60 days prior to the approval expiry date.