. More flexibility has also been provided for both investors and fundraisers, such as heightened derivatives investment ratio, revised offering regulations for Basel III instruments and revised business
measure must be provided and recorded in the minutes of the board of directors? meeting.The existing guidelines for disclosure of information in the Annual Report and the Annual Registration Statement (Form
providing services appropriately. More flexibility has also been provided for both investors and fundraisers, such as heightened derivatives investment ratio, revised offering regulations for Basel III
. Report of securities business transactions and other services relating to securities business that head office or other related offices have provided to companies or other legal entities registered in
(TSR) ( ) Derivative warrants (DW) 8.3 Others (please specify) Information to be provided under item 9, 10 or 11 shall depend on the nature of action that gives rise to the reporting obligation. 2 9. For
( ) Warrants ( ) Convertible debentures (CD) ( ) Transferable subscription rights (TSR) ( ) Derivative warrants (DW) 8.3 Others (please specify) Information to be provided under item 9, 10 or 11 shall depend on
provided under item 9, 10 or 11 shall depend on the nature of action that gives rise to the reporting obligation. 2 9. For reporting in the event of the acquisition or disposition of shares issued by a
Convertible securities ( ) Warrants ( ✔ ) Convertible debentures (CD) ( ) Transferable subscription rights (TSR) ( ) Derivative warrants (DW) 8.3 Others (please specify) Information to be provided under item 9
8.2 Convertible securities ( ) Warrants ( ✔ ) Convertible debentures (CD) ( ) Transferable subscription rights (TSR) ( ) Derivative warrants (DW) 8.3 Others (please specify) Information to be provided