mean any person holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on
holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on securities or capital
securities underwriting. Clause 5 A securities company shall set up a work unit responsible for custody of clients’ assets which is independent from a work unit responsible for securities trading (front office
, appraisal market value by independent agency, the selling price is appropriated. Buyer is responsible for the selling commission. The proceeds from the sale can be used to improve working capital, to increase
Sodthibhapkul (“Executive Director”) 1.3 Relationship Ms. Suchada Sodthibhapkul is an Authorized Director of the Company. 2. General characteristics of the transaction The Executive Director will be responsible
Sodthibhapkul is an Authorized Director of the Company. 2. General characteristics of the transaction The Executive Director will be responsible for managing the Risk function for the Company, including being
; (4) being able to demonstrate that [i] a director, a manager or an authorized management person, responsible for undertaking trust business, of the applicant or [ii] major shareholder have
operator” means a person who is responsible for the management of collective investment schemes. “registration statement” means a registration statement for the offering for sale of units of a collective