. Stakeholders and interested parties are welcome to submit comments and suggestions via the website or email: sutasanee@sec.or.th or witchulada@sec.or.th. The public hearing ends on 10 October 2023

and interested parties are welcome to submit comments and suggestions via the website or email: thitimam@sec.or.th, kodchawan@sec.or.th, pisut@sec.or.th, and sirinad@sec.or.th. The public hearing ends

sufficient knowledge on the product to invest in. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the

interested in investing in various types of assets, both local and international. The above amendments have taken such fact into consideration along with comments and recommendations from business sectors and

and interested parties are invited to submit comments and suggestions via the SEC website or by email to titibhorn@sec.or.th, nattira@sec.or.th, or  jiratchaya@sec.or.th. The public hearing ends on 25

interested parties are invited to submit comments via the SEC website or by email at hathaiphat@sec.or.th or ekarit@sec.or.th (for licensing of intermediary businesses) or at nopnol@sec.or.th, patima

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

structured notes, convertible bonds, or warrants shall report the redeeming, [converting,] or exercising rights of such securities to the SEC Office under the following rules; (1) the report for the redemption

manner that the offeror would be able to promptly present to the SEC Office upon request. Clause 4 The issuer of structured notes, convertible bonds, or warrants shall report the redeeming, [converting

the offeror would be able to promptly present to the SEC Office upon request. Clause 4 The issuer of structured notes, convertible bonds, or warrants shall report the redeeming, [converting,] or