Measures for preventing conflicts of interest are an important part of the SEC policy especially in the process of securities issuance and offering, which involves participation of key
operators in the capital markets who plan to apply fintech must comply as follows: (1) Set a policy on fintech application at board or executives level; (2) Have personnel understand the basic
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
เห็นเชิงปฏิบัติการออนไลน์ หัวข้อ “SDG Investor Maps: Thailand’s Development Needs and Policy Priorities” เพื่อแนะนำโครงการ SDG Investor Maps และผลศึกษาเบื้องต้นเกี่ยวกับความจำเป็นในการพัฒนาและการจัดลำดับ
Institutions Forum (OMFIF) ภายใต้หัวข้อ “Sustainability: Formulating best policy and practice in Asia” ร่วมกับผู้เชี่ยวชาญจากภาคเอกชนในภาคการเงิน และหน่วยงานระหว่างประเทศ โดยเลขาธิการ ก.ล.ต. ได้กล่าวถึงสภาวะ
capital market businesses. More investment channels to support convenient and continuous investment in mutual funds will back the government policy to promote saving and investment discipline and
contracts not prepared in accordance with its accounting policy. Besides, the accounting system and internal controls regarding the construction cost reports were not followed which may affect the accuracy
accounting policy. Besides, the accounting system and internal controls regarding the construction cost reports were not followed which may affect the accuracy of the financial statements. In addition, TIES
customers, to be ready for competition from international players as a result of the Bank of Thailand?s policy to allow investors to invest overseas directly without servicing of Thai business operators in
Bangkok, November 5, 2015 ?The SEC is seeking public comments on the proposed relaxation to the rules governing investment policy of mutual funds offered for sale to accredited investors, i.e