regard, governmental policy and a sound regulatory framework are among the key factors for supporting M&A efficiency without compromising the right balance between facilitating business transactions and
) the Technology Crime Suppression Division, (4) the Economic Crime Suppression Division, (5) the Office of Consumer Protection Board, (6) the Fiscal Policy Office, (7) the Office of the National
SEC Secretary-General said “With respect to the policy of SEC to enhance the protection for investors in the capital market, auditors and audit firms is deemed to play an important part in the
appropriately and sufficiently in line with the number of clients and the transaction volume; 2) Rectifying the client acceptance policy to be consistent with the work systems capable of providing services
run.Notedly, SEC Thailand has strengthened strong cooperation with CLMV countries to promote regional connectivity in capital markets, in line with national policy related to the ASEAN Economic Community
Measures for preventing conflicts of interest are an important part of the SEC policy especially in the process of securities issuance and offering, which involves participation of key
operators in the capital markets who plan to apply fintech must comply as follows: (1) Set a policy on fintech application at board or executives level; (2) Have personnel understand the basic
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
เห็นเชิงปฏิบัติการออนไลน์ หัวข้อ “SDG Investor Maps: Thailand’s Development Needs and Policy Priorities” เพื่อแนะนำโครงการ SDG Investor Maps และผลศึกษาเบื้องต้นเกี่ยวกับความจำเป็นในการพัฒนาและการจัดลำดับ
Institutions Forum (OMFIF) ภายใต้หัวข้อ “Sustainability: Formulating best policy and practice in Asia” ร่วมกับผู้เชี่ยวชาญจากภาคเอกชนในภาคการเงิน และหน่วยงานระหว่างประเทศ โดยเลขาธิการ ก.ล.ต. ได้กล่าวถึงสภาวะ