specified types of securities align more closely with the responsibilities of bondholder representative; (2) A funding portal is eligible to act as a bondholder representative but only for the debt
but only for the debt securities for which it is the service provider. This is to support the secured debt crowdfunding; (3) A bondholder representative is required to have a
) Giving the unqualified auditors** a one-year period to rectify the minimum-partners qualifications and during the rectification period the auditors are allowed to provide only audit services that have
current criteria, such exemption is only applicable in cases where the aforesaid investors have passed a knowledge test within three months before investment; (2) To require ICO portals to
order within the specified period. Moreover, despite being warned by the Competent Officer, they provided only partial, incomplete information and showed a delaying behavior in not providing the requested
, all clients must be informed accordingly.The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=918. (Thai version only) Stakeholders and interested parties are
prescribed in Section 56 of the Securities and Exchange Act B.E. 2535 (1992).The consultation paper is available in Thai version only at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=923. Stakeholders
property fund (Type1) which currently is not allowed to make an investment, if invest only in leasehold properties, asset management companies must disclose an estimated IRR in the annual report and the
Securities and Exchange Act B.E. 2535 (1992). The clarity of the terms would not only be useful for business operators and all parties involved but also boost investors’ confidence in trading activities
public and high net worth investors would have to be investment grade products only. This is primary quality screening of the bond issuers to check their capability of repaying obligations because such