, another KBANK employee who was not an approved investment consultant gave advice to the client in such a way that caused the client to misunderstand that the investment was a deposit transaction because the
acceptance of financial assistance from a related company, despite the transaction had a major impact on the applicant?s business operation.Weerawat?s actions as financial advisor supervisor while working with
} had informed the client the trading results via email while RHB OSK Securities (Thailand) Plc. had sent trading transaction confirmations, statements of cash, collateral settlement, and credit balance
violation of Clause 6(1) of the Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Capital Market Personnel dated September 14, 2010. Two-year
shareholders within 21 days from the date of reporting notification to the Stock Exchange of Thailand. The details of transaction are as follows. 1) Transaction Date : within 2018 2) Related parties : Vanachai
information to the shareholders within 21 days from the date of reporting notification to the Stock Exchange of Thailand. The details of transaction are as follows. 1) Transaction Date : within 2018 2) Related
deposition of such shares to CKP is thus deemed to be execution of a connected transaction in accordance with the Notification of the Capital Market Supervisory Board No. ThorChor. 21/2551, Re: Rules on
TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and
Exchange of Thailand Notification, Re: Disclosure and Acts of Listed Companies on Connected Transactions B.E. 2546 (2003), as per the following details: 1. Transaction Date (Agreement Execution Date) January
“Company”) report that from the resolution of the Board of Directors meeting 6/2018 conducted on December 25, 2018, the Company hereby reports the Connected transaction among the Company and Mrs. Nalin