_____________________________________________________________________ I/We have duly examined the information contained in this application form hereto and declare that to the best of our knowledge and belief all information given in this application form and the
activities in the capital market. They harm the public and investors. Over the years, we have consistently promoted public awareness and knowledge on investment scams to help the public build a self-protection
employees without their knowledge, issued deposit passbooks to receive money from the sale of investment units on clients’ behalf, and had redeemed clients’ investment units in a total of 9 million baht. He
: (1) KYC/CDD: many clients entered into trading transactions significantly unsuitable for their financial position and investment knowledge. In addition, the company failed to take sufficient measures
financial position and investment knowledge. In addition, the company failed to take sufficient measures to identify the clients and the true beneficiaries and did not reconsider appropriate credit lines for
Understanding Concerning Consultation and Cooperation and the Exchange of Information (MMOU) “หน่วย” หมายความว่า หลักทรัพย์ประเภทหุ้นของบริษัท (investment company) หรือหลักทรัพย์ประเภทใบทรัสต์ของกองทรัสต์ (unit
Diligence Period with Sansiri Public Company Limited (SIRI) The Company has executed the Memorandum of Understanding for Negotiation on the Sale of the Nimit Langsuan Project and 53 Residential Units in the
Supervisory Board Note: please note that the contents added in brackets [….] have only been provided in the English version for clearer understanding.
” หมายความว่า Memorandum of Understanding (MoU) between the Securities and Futures Commission of Hong Kong (SFC) and the Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of