meeting aimed to communicate the expectations, revised regulatory framework, and the operational guidelines for the compliance unit of ICO portals. Approximately 30 participants attended, including senior
shareholders via email and publicly disclosed via the SET Information System; (2) preventive guidelines: At the board of directors’ meeting and the shareholders’ meeting, listed
have shared and discussed relevant guidelines and preventive measures such as industry engagement and guidelines of good practices. The meeting further agreed that the APRC members should conduct a
. In addition, the SEC has recommended the ASCO to revise its KYC/CDD guidelines as well as propose the guidelines for securities transfer between clients so as to prevent fraudulent activities or
shall comply with this Notification. In this regard, where the rules, under this Notification or under other Notifications of Capital Market Supervisory Board including any regulations or guidelines
Market Supervisory Board or the SEC Office, including the rules and guidelines specified by the intermediary in accordance with such regulations. In this regard, such measures shall at least ensure that a
stipulated by the Securities and Exchange Commission, the Capital Market Supervisory Board or the SEC Office, including the rules and guidelines specified by the intermediary in accordance with such
Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and
additional facts and the study results of the changed cost structure. It was found that the continuation of the project on the basis of the existing guidelines could result in offering no benefit to the