that the intermediary which is a financial institution shall perform such revision and updating within a period of time stipulated by the Law on Financial Institution Business2; (b) the information for
force may continue to perform their duty, provided that the intermediary shall arrange for such personnel to attend a training course on foreign currency risk organized by an agency recognized by the SEC
Notification comes into force may continue to perform their duty, provided that the intermediary shall arrange for such personnel to attend a training course on foreign currency risk organized by an agency
date on which this Notification comes into force may continue to perform their duty provided that the intermediary shall arrange for such personnel to attend a training course on foreign currency risk
denominated in foreign currency prior to the date on which this Notification 9 comes into force may continue to perform their duty provided that the intermediary shall arrange for such personnel to attend a
established under the law of Home Regulator’s jurisdiction ( issued by Home Regulator ) [ ] 3. Evidence on the appointment of a securities company to perform duty as local intermediary in Thailand ( issued by
movement of money and assets of the fund, and approve money and asset transferring for the purpose other than those provided in 1 and 2. 3.2 External auditor to perform the audit of the fund assets at least
the purpose other than those provided in 1 and 2. 3.2 External auditor to perform the audit of the fund assets at least once a year to ensure the correctness of assets in custody. 4. Document keeping
shall perform only the following duties: (1) acceptance of request from customer to open an account so as to forward the request to a branch office or head office for approval; (2) acceptance of purchase