-public information obtained while performing duty as {X1} advisor and president. With the referral from the Stock Exchange of Thailand, the SEC's probe found that on May 7, 2010 {A}, as the authorized
investment consultant for a period of five months, effective from February 16, 2013In case of {B}, the SEC received a report from Finansia Syrus Securities Plc., that he had been authorized by his client to
characteristics ”5 means other capital market products which is not capital market product having high-risk or complex characteristics; “ general manager ” means a person who is assigned by the board of directors
capital market product having high-risk or complex characteristics; “general manager” means a person who is assigned by the board of directors to be the highest level responsible person in the management of
Financial Institutions Act B.E. 2523 (1980), except as specified in Chapter 7. “capital market product” means securities and derivatives. “general manager” means a person who is assigned by the board of
รายงาน/แบบฟอร์ม แบบ EF-2 หนังสือแต่งตั้งผู้รับรอง (Certifier) (ฉบับประมวล) 23/01/2550 16/03/2550 10. แบบรายงาน/แบบฟอร์ม แบบ EF-3 หนังสือแต่งตั้งผู้ปฏิบัติการ (Authorized Officer) (ฉบับประมวล) 23/01
/2550 13. แบบรายงาน/แบบฟอร์ม แบบ EF-3 หนังสือแต่งตั้งผู้ปฏิบัติการ (Authorized Officer) (ฉบับประมวล) 23/01/2550 16/03/2550 14. แบบรายงาน/แบบฟอร์ม แบบ EF-4 หนังสือเพิกถอนผู้รับรองหรือผู้ปฏิบัติการ (ฉบับ
market condition for matching such trading order. (signed)…….………………authorized person (……………………) For and on behalf of the ...........................................Company I, (Mr./Mrs./Miss
order, etc., due to the unfavorable market condition for matching such trading order. (signed)…….………………authorized person (……………………) For and on behalf of the
of futures trading such as the stop loss or stop limit order, etc., due to the unfavorable market condition for matching such trading order. (signed)…….………………authorized person (……………………) For and on