) prevent dishonest acts of its personnel; (b) prevent the management company from violating or failing to comply with laws which may affect the overall creditworthiness of its business undertaking; and; (c

”), respectively. In this regard, an MRF-eligible master fund is deemed to have complied with the rules specified by each regulator2. In order for business operators to be able to comply with the agreement under HK

to comply with the agreement under HK-TH MRF MoU properly, the SEC would like to provide clarifications as follows: (1) Thai AMC applying for an expedited review of application for the establishment of

applicant shall submit an application accordingly to Chapter 2 of Part 1 and comply with Part 2; (2) in relation to the submission of the registration statement, the applicant shall submit the said document

comply with Notification Re: Acquisition or Disposition nor related transaction. Please be informed accordingly. Yours sincerely, General Engineering Public Company Limited -Signed- (Mr. Wuttichai

paid which is at 1.54%. But due to, the volume of this transaction having value less than 15%, said subject as described above is neither subject to comply with Notification Re: Acquisition or

in the future, the Company must comply with the Related Parties Transaction Regulations. - Director : Mr. Parit Teekakirikul : Mr. Chayut Udomcharoenchaikij : Mr. Wiwat Theekhakhirikul 5. Transaction

er than 15 per Limited Company Lim tion of ordina in Non-Life I ion Baht. The pany Limited are of Phoeni y issue shares hoenix’s paid- panies and e ce business b nsure Tech ved from due shall comply w

above is neither subject to comply with Notification Re: Acquisition or Disposition nor related transaction. Please be informed accordingly. Yours sincerely, General Engineering Public Company Limited

Clients of Securities Companies and Derivatives Intermediaries in order that an intermediary shall comply with such Notification by reaching same standard in practice. Clause 2 An intermediary shall provide