capability and total exposure of each customer. Clause 25/1 Derivative broker shall keep all record according to the procedure in Clause 18, Clause 19and Clause 25 in complete and readily for the SEC Office to
require to update customer’s information, beneficial owner and controlling person of the customer as well as review debt repayment capability and total exposure of each customer. Clause 25/1 14 Derivative
require to update customer’s information, beneficial owner and controlling person of the customer as well as review debt repayment capability and total exposure of each customer. Clause 25/114 Derivative
-five percent of the total shares with voting right; (o) a foreign investor of the same characteristics as those under (a) to (n) mutatis mutandis ; (5) “ retail client ” means a client other than
of the total shares with voting right; (o) a foreign investor of the same characteristics as those under (a) to (n) mutatis mutandis; (5) “retail client” means a client other than institutional clients
revise the ability to pay debt and total exposure of each client on a regular basis. 24 The securities company must retain the related documentary evidence as prescribe in the first paragraph and the
and controlling person up-to-date, as well as revise the ability to pay debt and total exposure of each client on a regular basis. 24 The securities company must retain the related documentary evidence
-date, as well as revise the ability to pay debt and total exposure of each client on a regular basis. The securities company must retain the related documentary evidence as prescribe in the first
under Paragraph 1 of Clause 8 in the following numbers: (a) at least one third of the total number of directors, which shall not be less than two, in the case of a securities clearing house; (b) one