Company _____________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008), and Section 96 of the Securities and
Securities and Exchange Commission No. KorKhor. 7/2551 Re: Determination of Paid-Up Registered Capital of Securities Company _____________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535
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an offense under Section 283 of the Securities and Exchange Act whereby the SEC had informed Mr. Suphan Sethapanich to accept the fine settlement but he did not agree to do so. The SEC, therefore
contracts are not subject to the Derivatives Act B.E. 2546 (2003): (1) contracts that are considered securities ; (2) contracts of purchase or sale of securities for which the settlement is made via a
not subject to the Derivatives Act B.E. 2546 (2003): (1) contracts that are considered securities; (2) contracts of purchase or sale of securities for which the settlement is made via a clearing house
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