and Granting of Permission to Securities Companies to Establish Branch Offices _____________ By virtue of Section 16/6 and Section 92 of the Securities and Exchange Act B.E. 2535 (1992) as amend by the
_____________ By virtue of Section 16/6 and Section 92 of the Securities and Exchange Act B.E. 2535 (1992) as amend by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) which contains certain provisions in
Translation : Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities By virtue of Section 14 and Section 98(5) of the Securities and Exchange Act B.E. 2535 (1992), the
Raimon Land Public Company Limited Raimon Land Public Company Limited concealed a fact which should have been stated in the registration statement and draft prospectus ("Filing Form") in
Company Limited (TU)’s Q3/2017 performance, by allowing Mr. Kraisorn to use his securities’ s trading account to purchased TU shares prior to the disclosure of such inside information to the public on 6
securities company between 23/07/2024 and 22/07/2025 - a reimbursement of investigative expenses in an amount of 260,714.50 Baht SEC Act (the fifth amendment) Section 242
penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/03/2025
securities company between 23/07/2024 and 22/07/2025 - a reimbursement of investigative expenses in an amount of 260,714.00 Baht SEC Act (the fifth amendment) Section 242
; - a bar from serving as a director or executive in a securities issuing company between 09/07/2025 and 08/03/2030 - a bar from serving as a