cryptocurrencies or accept cryptocurrencies from customers only when such cryptocurrencies are traded, exchanged or deposited with the digital asset business operators regulated under the Royal Decree, and such

SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with

also instructed to disclose the clarification to the investors. The SEC has followed up on the case and taken actions under the power and duties vested with the Commission by related laws and

business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Phisit as an investment consultant for complex products Type

, under their management to meet the requirement instead of being subject to immediate dissolution on the closing date of the unitholder register.In addition, the SEC is proposing a waiver of compulsory

? directorship or executive position, SEC Deputy Secretary-General Vasant Thienhom clarified that ?Under the Securities and Exchange Act B.E. 2535, any person against whom the SEC files criminal complaint on the

experiences in overseas investment. Under the proposed regulations, derivatives brokers must have infrastructure in place to render service to retail investors to trade derivatives on foreign derivatives

holding of mutual funds set up by Thai investment management companies under the ASEAN Collective Investment Schemes (ASEAN CIS), if offered to foreign investors in other ASEAN countries.The consultation

and underwriters whose licenses are limited to investment units (LBDU operators). Under the proposal, the capital requirements imposed on those business operators will better reflect operational risk

Bangkok, May 29, 2014 ? The SEC is seeking public comment on 2 draft notifications to facilitate offering of mutual funds set up by Thai investment management companies under the ASEAN Collective