controlling person.SEC is therefore considering revision of the definition of major shareholder from currently being based on the “number of voting shares” to the “number of voting rights” to ensure that the
appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness
revision aims to promote greater varieties of product choices for investors and enhance competitiveness of the fund management industry. The draft amendments have taken into consideration the comments and
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision
Bangkok, June 27, 2014 ? The SEC is seeking public comment on revision of public offering rules to impose a barring period on re-filing of application for securities public offerings. Such period
Bangkok, May 30, 2013 ? The SEC is seeking public comment on the revision of regulations on capital market personnel for greater prudence, appropriateness and standards in order to enhance
-1 1 Ref. LPN/SorKor/119/2563 7th May 2020 Re: Financial Statements Analysis Report Q1/2020 Dear: President The Stock Exchange of Thailand L.P.N. Development Public Co.,Ltd. would like to submit the
-1 1 Ref. LPN/SorKor/098/2564 6th May 2021 Re: Financial Statements Analysis Report Q1/2021 Dear: President The Stock Exchange of Thailand L.P.N. Development Public Co.,Ltd. would like to submit the
SEC regarding the revision and modification of mutual fund projects. SEC may approve the revision of a project if the revision does not have material impact on the unitholders and does not