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SEC public hearing on draft regulations on capital requirements of investment management companies that manage property funds, infrastructure funds, REIT managers and trustees

The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8333

SEC is open for comments on allowing business operators to trade capital market products on behalf of their clients as consented by the clients

abreast of the market situation, to be able to make decisions to trade capital market products on behalf of their clients, provided that consent from the clients must be obtained and such investments

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8391

SEC is open to comments on the revision of the draft notification on the operation system of business operators so as to increase their operational efficiency

SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8393

SEC public hearing on proposed amendments to the regulations on establishing or relocating office branches of business operators to reduce their burdens and enhance efficiency of investor protection

On 22 September 2022, the Capital Market Supervisory Board Meeting No. 10/2565 passed a resolution approving the proposed amendments to the regulations related to establishment and relocation of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9935

SEC Thailand’s public hearing on the proposed amendment to the regulation on the fee for undertaking business of licensed derivatives exchange

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=638

SEC public hearing on drafted amendment regulations on repurchase or reverse repurchase agreement (repo/reverse repo) of the securities companies and the derivatives intermediaries

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=649

The SEC welcomes public comments on the proposed revisions to the regulations on approval of appraisal companies and lead appraisers for capital market transactions

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=688

The SEC welcomes public comments on the proposed revisions to the regulations on the offering for sale of newly issued warrants or convertible debentures, and underlying shares.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=694

SEC Thailand’s public hearing on proposed amendments and drafted regulations on mutual fund’s use of liquidity management tools and liquidity risk management guideline

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=705

SEC Thailand’s public hearing on proposed amendments and drafted regulation on unitholder data collection of mutual funds to sustain asset management companies in capital market.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=715