management company should treat all clients fairly and refrain from taking any action that may cause the conflict of interest except where a transaction is executed having received consent from the client or
depository, as the case may be; (2) the power to direct or control acquisition, sale, or creation of encumbrances on shares; “assets received from or possessed for a member” means (1) assets that a securities
. The advertisement related to ranking or awards received by the securities company or the fund shall comply with the following conditions: (1) The advertisement related to ranking or awards on past
under (5) and the statement under (7) shall be clear and not smaller than that of most texts in the advertisement. Clause 10. The advertisement related to ranking or awards received by the securities
in the form of program” means newly issued short-term sukuk that has obtained an approval from the SEC Office for multiple offers for sale without the obligation to repeat the application for approval
advertisement. Clause 10. The advertisement related to ranking or awards received by the securities company or the fund shall comply with the following conditions: (1) The advertisement related to ranking or
operating performance allowed KBank and K Companies to meet business targets while also gaining wide acceptance and recognition at home and abroad, as reflected in the numerous awards we received in this
Performance (cont.) Q2/2020 VS Q1/2020Q2/2020 VS Q2/2019 GPSC - Q2/2020 Management Discussion and Analysis (MD&A) 6 Economic Factors in 2020 Awards Received in Q2/2020 Synergy from Acquisition of GLOW Executive
, having obtained securities brokerage license [under the Securities and Exchange Act B.E. 2535 (1992)], which provides services [as an agent] for selling, repurchasing and redeeming units of foreign