SEC Secretary-General Ruenvadee Suwanmongkol said that while everyone is practicing social distancing to control and mitigate the impacts of the Coronavirus disease (COVID-19), small-and medium

benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the

remediation plan to prevent recurrence of similar incidents. In any case, the detected deficiencies will be considered in detail when the SEC reviews KPMG’s audit quality control system

of conflicts of interest, internal control and receipt and delivery of fund assets.  The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to

, customer service and information system, internal control system, and risk management system. In addition, related notifications will be codified into one document to facilitate the business operators

principles of technology usage;(3)    Allow fund managers or securities analysts to participate in fintech development/application processes;(4)    Have a control and inspection system for algorithm

securities analysts to participatein fintech development/application processes;(4)      Have control and inspection system for algorithm;(5)      Have data management and governance;(6)      Disclose scope

to invest in the securities also exceeded the amount approved by GEN executive board, resulting the company to suffer a 265 million baht loss. Serious weakness in GEN?s internal control relating to the

and intend to jointly control the company, such person or persons will be required to launch tender offer to purchase securities from all securities holders and report securities holding under Section

would facilitate widespread IPO share distribution and prevent concentration and possible supply control, which are some factors that could lead to price manipulation.The consultation paper is available