KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Gold Fund,Structured Note Fund,Specific Fund

. Notification of the Office of the Securities and Exchange Commission No. SorKhor. 22/2553 Re: Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees

Bondholders Issued by Financial Institutions (No. 4) dated 7 November 2014. Clause 3 In this Notification: The terms "executive", "high net worth investor", and "structured note" shall have the same definitions

the Securities and Exchange Commission Note: The Notification of the Office of the Securities and Exchange Commission No. SorThor. 42/2540 Re: Operations Relating to Lending of Money for Purchasing

Page 1 RJH – SET 14/2019 13 August 2019 Subject : Notification of Asset Acquisition and Connected Transaction To : The President The Stock Exchange of Thailand Attachment : Information memorandum on

on www.sec.or.th. For further information, please call SEC 24-Hour Public Service Center Hotline at 1207. ____________________ Note: * Pursuant to Clause 23(1) and the

. -------------------------------- Note: * {A} violated Clause 23(2), and {B} Clause 23(1), both being the prohibited characteristics of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory

such bond; (5) “structured note” means a structured note under the Notification of the Capital Market Supervisory Board concerning Application for and Approval of Offer for Sale of Newly Issued

_______________________________________________________________ Note : The rationale for issuing this Notification 1) to revise the rules on qualifications of applicant for approval of property fund manager whose approval is based on their holding of executive

-General Office of the Securities and Exchange Commission _______________________________________________________________ (Translation) -8- Note: The rationale for issuing this Notification 1) to revise the