in the appropriate means while offering a variety of products and services. Meanwhile, quality of investors must be emphasized. Last but definitely not least, it is very crucial to build up
businesses by providing their access to capital in the appropriate means while offering a variety of products and services. Meanwhile, quality of investors must be emphasized. Last but definitely not least, it
than 50% threshold criteria. Therefore, the Company has an obligation to report and disclose the transaction by preparing at least an information memorandum (as set out in Schedule 1 to the Notifications
providing investment advisory service, the investment advisory company shall at least undertake to act as follows; provided that if it intends to arrange a mutual fund rating, it shall also comply with Clause
operating fund supervisor business, at least the followings, are or will be at the ready: (a) Systems for separating mutual funds’ assets from those of the fund supervisor’s, for attending and safekeeping of
irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for operating fund supervisor business, at least
consideration without delay. Clause 12. At least half of the panelists in the administrative panel shall form a quorum. Decisions shall be made at the meeting upon majority vote. Each commission panelist is
481.9 1.4 Capital Adequacy and the Ratio of Capital Fund to Risk Assets As of 31 December 2018, the ratio of total capital fund to risk assets (BIS ratio) at 20.045%, higher than the 10.375% minimum rate
Adequacy and Capital Ratio As of 31 December 2019, the ratio of total capital fund to risk assets (BIS ratio) at 19.265%, higher than the 11.000% minimum rate required by the Bank of Thailand and decreased