Bangkok, September 6, 2016 ? The SEC and the Asian Development Bank (ADB) have recently co-hosted an international seminar titled, ?FinTech in Capital Market: New Ecosystem for Market Based Financing
Singapore, 26 August 2016 ? ASEAN audit regulators are in discussions with the World Bank on collaborative efforts to further raising the standard of audit quality in ASEAN. This was a key agenda
Bangkok, April 25, 2012 ? The SEC is seeking public comment on proposed revision concerning proportion of investment unit holding in mutual fund for general investors (retail fund). The revision is
investment in derivatives traded on foreign derivatives exchange without limiting investment objective, providing that the investment must be made through securities company. The revised regulations aim to
Bangkok, September 24, 2012 ? CFA Institute in cooperation with the SEC and CFA Society Thailand will host an international event ?Thailand Investment Conference? on 5th October, 2012 at Conrad
under specific law(3) Finance companies/Credit foncier companies/ Securities companies(4) Non-life insurance companies/Life insurance companies(5) Mutual funds(6) Provident funds(7) Private funds in which
Bangkok, June 16, 2011 ? The SEC revokes its approval for status of an approved auditor in the capital market in case of Somchai Kurujitkosol and will not consider his application for approval for
Bangkok June 20, 2011 - The SEC prohibits {A} and {B}, former investor contacts from serving as personnel in the capital market from June 18, 2011 onwards, for their failure to comply with standards