with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems
with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the
with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were
Office as specified in the notification of the Capital Market Supervisory Board. However, he failed to submit the form and comply the rules. This case is in the process of inquiry by the inquiry official
Commission inquiring about the conditions, rules, and fees for applying a digital asset exchange license. The aforementioned actions by CoinEx and Mr. Puttipong are deemed to be conducting digital asset
Exchanges Commission inquiring about the conditions, rules, and fees for applying a digital asset exchange license. The aforementioned actions by CoinEx and Mr. Puttipong are deemed to be conducting digital
submit the audited financial statements in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the audited financial statements
shares to exceed trigger point at 50 percent of the total voting rights of JAS. However, Mr. Pete failed to comply with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of