. SEC.Khor.(Wor) 26/2550 Re: Clarification on Guidelines for the Renewal of Approval for Investor Contact Reference is made to the Office’s guidelines for the renewal of approval for investor contact (the

.(Wor) 26/2550 Re: Clarification on Guidelines for the Renewal of Approval for Investor Contact Reference is made to the Office’s guidelines for the renewal of approval for investor contact (the “Contacts

technological changes to their operations may have a significant impact on, or risk implications for services, approval must be sought from the BOT. KBank has made various preparations and put in place risk

Trust Information technology Approved Personnel and  -------------------------- Sub-topic ------------------------- Securities Issuance Takeover Approval Mutual Fund Private Fund Provident Fund Venture

(identity proofing) ไปจนถึงการทำ KYC ในขั้นตอนอื่น ๆ ของผู้ประกอบธุรกิจง่ายขึ้น ซึ่งการใช้บริการระบบดังกล่าว ผู้ประกอบธุรกิจ ต้องมีการกำหนดระดับความน่าเชื่อถือในการพิสูจน์และยืนยันตัวตน ผู้ประกอบธุรกิจจึงมี

. 2546 (2003). “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval to establish

wishing to be a qualified company must seek approval from the Bank of Thailand via a bank from November 15, 2017, to May 13, 2018. Approval may be later granted, as appropriate. These relaxations will

personnel who obtained the approval from the SEC Office in accordance with the rules specified in the notification of the SEC Office, be responsible for contacting, soliciting or giving advice related to

--------------------------------------- Clause 12. 9 Derivatives broker shall arrange to have personnel who obtained the approval from the SEC Office in accordance with the rules specified in the 6 As amended by the SEC Office Notification No

--------------------------------------- Clause 12.9 Derivatives broker shall arrange to have personnel who obtained the approval from the SEC Office in accordance with the rules specified in the 6 As amended by the SEC Office Notification No